Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-29
NY RA APPROVED 2023-08-02
FL RA APPROVED 2021-10-22
NJ RA APPROVED 2012-01-17
  • TX RA
    APPROVED_RES
    Since 2023-08-29
  • NY RA
    APPROVED
    Since 2023-08-02
  • FL RA
    APPROVED
    Since 2021-10-22
  • NJ RA
    APPROVED
    Since 2012-01-17

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Manasquan NJ 01/2012 Present
Previous Registrations
Other Businesses

Shanagolden, LLC / 659 Bayview Dr Toms River,NJ 08753 / Other/ Real Estate / Rental property / Sole proprietorship / / Manage the real estate rental / Start Date 1/9/16 LLC / 2)Girl Scouts of The Jersey Shore / 1405 Old Freehold Rd Toms River,NJ 08753 / Other/ Charities, Cultural, Educational & Political Organisations / Supporting the Girl Scout Program / Member of Board of Directors / / Governmental decisions / Start Date 5/1/15 Non Profit / 3) Monmouth Park Charity Fund / 175 Oceanport Avenue Oceanport,NJ 07757 / Other/ Charities, Cultural, Educational & Political Organisations / Distribution to non profit agencies / Member of Board of Directors / / Governing decisions / Start Date 1/4/16 Non profit /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2005-09-20
Other Names
  • Maria M. Tanzola
  • Maria M. Farhat

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wall, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor