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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
LA RA APPROVED 2016-08-11
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • LA RA
    APPROVED
    Since 2016-08-11

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Orleans LA 07/2016 Present
Previous Registrations
  • 2015-01-28 → 2016-07-12
    Capital One Advisors, Llc
    Seattle, WA
  • 2010-01-04 → 2015-01-28
    Capital One Financial Advisors Llc
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-14
S63 Uniform Securities Agent State Law Examination 2000-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-14
  • S63 Uniform Securities Agent State Law Examination
    2000-12-21
Other Names
  • Keyan Marie Moore

View on SEC IAPD

Other Firms

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