Todd Michael Shivers

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2026 → Present
  Osaic Wealth
  Scottsdale, AZ
• 07/2026 → Present
  Osaic Advisory Services
  Atlanta, GA
• 05/2004 → 07/2026
  Spc
  Ann Arbor, MI
• 05/2004 → 07/2026
  Sigma Financial Corp
  Ann Arbor, MI

Previous Registrations

• 2004-09-21 → 2026-07-17
  Spc
  Lakeport, MI
  Ann Arbor, MI
• 2003-07-02 → 2003-07-29
  Cetera Investment Advisers Llc
  Marysville, MI

Other Businesses

TODD SHIVERS FINANCIAL SERVICES, INC. POSITION: Owner/President NATURE: S-Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/11/2018 ADDRESS: 7226 Lakeshore Rd, Lakeport MI 48059, United States DESCRIPTION: Sales and service of Life, Health, LTC insurance and Annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-23
• S63 Uniform Securities Agent State Law Examination
  2000-10-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant