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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-10 |
Branch Locations
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
480 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Financial Group | Wayne | PA | 01/1997 | Present |
| Ellis Investment Partners, Llc | Berwyn | PA | 03/2012 | 01/2025 |
| Sound Income Strategies, Llc | Fort Lauderdale | FL | 01/2025 | Present |
1. Spectrum Financial Group, Inc. - Fixed Insurance Sales -01/1997 - present - Investment related - Insurance agency - 480 E. Swedesford Road, Suite 100, Wayne, PA 19087. This will encompass approximately 50% of business hours. 2. Spectrum Financial Group, Inc. - President/CEO -01/1997 - present - Investment related - Sales and managing staff during business hours - 480 E. Swedesford Road, Suite 100, Wayne, PA 19087. This will encompass approximately 50% of business hours. 3. Main Line Adult Financial Education dba of Spectrum Financial Group, Inc. - President - 09/2017 - present - Non-Investment related - Conducting educational workshops at colleges and universities in evenings - 480 E. Swedesford Road, Suite 100, Wayne, PA 19087. This does not encompass any business hours. 4. Retirement Income Source, LLC DBA - 05/2025 - present - Investment Related - 480 E. Swedesford Road, Suite 100, Wayne, PA 19087. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will not encompass any business hours. 5. Revocable living trust - successor co-trustee - non-investment related - 08/2028 - present - 73 Harvest Circle, Phoenixville, PA 19460. This does not encompass any business hours. 6. Irrevocable life insurance trust - trustee - 08/2028 - present - non-investment related - 73 Harvest Circle, Phoenixville, PA 19460. This does not encompass any business hours. 7. Property owner - 08/2028 - present - non-investment related - maintain and rent property to tenants - 73 Harvest Circle, Phoenixville, PA 19460. This does not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-17 |
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