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Daniel J Roark

Wells Fargo Clearing Services, LLC

Forth Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

201 Main St, Ste 1700 [Xg-Rbo], Forth Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 Present
Previous Registrations
  • 2005-07-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Hurst, TX
    Fort Worth, TX
    Haltom City, TX
    Saginaw, TX
    Fort Worth, TX
    Lake Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    2000-12-28
Other Names
  • Dan J Roark

View on SEC IAPD

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SUMMITTX CAPITAL, L.P. · FORT WORTH, TX
TRINITY INVESTMENT MANAGEMENT, LLC · FORT WORTH, TX
CRESTLINE MANAGEMENT, L.P. · FORT WORTH, TX
JASPER RIDGE PARTNERS, L.P. · FORT WORTH, TX
COURSE 26, LLC · FORT WORTH, TX
STADTLER CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
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