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Shannon M Murphy

Rbc Capital Markets, LLC

Stuart, FL

Palm City, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-02
  • FL RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-02

Branch Locations

789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States

Palm City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 04/2009 02/2023
Rbc Capital Markets, Llc Stuart FL 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-10
S63 Uniform Securities Agent State Law Examination 2002-07-03
  • S65 Uniform Investment Adviser Law Examination
    2004-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-07-03
Other Names
  • Shannon Murphy

View on SEC IAPD

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Other Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · STUART, FL
DAYMARK WEALTH PARTNERS, LLC · STUART, FL
SPECTRA INVESTMENT MANAGEMENT, LLC · STUART, FL
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