Elicia Geneva Fultz

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-17
TX	RA	APPROVED	2023-07-14

FL RA
APPROVED

Since 2023-07-17
TX RA
APPROVED

Since 2023-07-14

Branch Locations

818 A1A N Ste 301, Ponte Vedra Beach, FL 32082-3298 • United States

Jacksonville Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jacksonville	FL	07/2012	07/2023
Ameriprise Financial Services, Llc	Jacksonville	FL	07/2023	Present

07/2012 → 07/2023

Ubs Financial Services Inc

Jacksonville, FL
07/2023 → Present

Ameriprise Financial Services, Llc

Jacksonville, FL

Previous Registrations

2006-06-07 → 2023-07-25

Ubs Financial Services Inc.

Jacksonville, FL

Ponte Vedra Beach, FL
2004-08-11 → 2006-04-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksdonville, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-05
S63	Uniform Securities Agent State Law Examination	2000-11-03

S65 Uniform Investment Adviser Law Examination

2006-06-05
S63 Uniform Securities Agent State Law Examination

2000-11-03

Designations

Other Names

Elicia G Mundy
Elicia Geneva Mundy
Elicia Mundy-Pellish
Elicia Mundy

View on SEC IAPD