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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
VA RA APPROVED 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

8391 Old Courthouse Rd Ste 203, Vienna, VA 22182 • United States

301 N Elm St #301, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Vlp Financial Advisors Vienna VA 12/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2021 → Present
    Vlp Financial Advisors
    Vienna, VA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) FIXED INSURANCE; LIFE, ANNUITIES AND LTC. INSURANCE DBA'S; CRUMP LIFE INSURANCE AND HASLETT INSURANCE AGENCY; (2) NAME OF OTHER BUSINESS: VLP FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED BRANCH; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: OWNER; START DATE: 12/2021; APX NUMBER OF HOURS PER WEEK: 40-50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OFFERS A VARIETY OF FINANCIAL SERVICES. 3) NAME OF OTHER BUSINESS: PARAGON WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS:RECRUITING NEW REPS TO CETERA ADVISOR NETWORKS REGION START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: OSJ BRIEF DESCRIPTION OF DUTIES: GENERAL OSJ DUTIES (4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: ESTATE, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: EXECUTOR, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: EXECUTOR FOR SISTER'S ESTATE; (5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: TRUST, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: TRUSTEE, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR NIECES. (6) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: CO-POA AND CO-EXECUTOR ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ACT AS CO-POA OR EXECUTOR FOR FAMILY MEMBER ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-06
S63 Uniform Securities Agent State Law Examination 2001-06-01
  • S66 Uniform Combined State Law Examination
    2005-07-06
  • S63 Uniform Securities Agent State Law Examination
    2001-06-01
Designations

View on SEC IAPD

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