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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-04-07
IA RA APPROVED 2025-04-01
TX RA APPROVED 2017-11-13
NC RA APPROVED 2017-11-08
  • DC RA
    APPROVED
    Since 2025-04-07
  • IA RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2017-11-13
  • NC RA
    APPROVED
    Since 2017-11-08

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Alexis, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 06/2015 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2017 Present
Previous Registrations
Other Businesses

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Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-26
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S66 Uniform Combined State Law Examination
    2002-04-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30
Other Names
  • Mary Elisabeth Deneve
  • Mary Elisabeth Mcginnis
  • Mary Mcginnis

View on SEC IAPD

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