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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
NV RA APPROVED 2025-06-05
NM RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • NV RA
    APPROVED
    Since 2025-06-05
  • NM RA
    APPROVED
    Since 2025-06-05

Branch Locations

3415 Cerritos Avenue, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 11/2009 06/2025
Lpl Financial Llc Newport Beach CA 06/2025 Present
  • 11/2009 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Newport Beach, CA
Previous Registrations
Other Businesses

1. 06/05/2025- Holmquist Wealth Management, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/20/2009- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-11
  • S66 Uniform Combined State Law Examination
    2000-12-11
Designations

View on SEC IAPD

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