Charles William Foresyth

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2016
  Lincoln Financial Distributors
  Radnor, PA
• 11/2016 → 05/2021
  Ivy Distributors, Inc
  Shawnee Mission, KS
• 11/2016 → 04/2021
  Waddell & Reed
  Overland Park, KS
• 08/2015 → 12/2016
  Roxboro Valley Pool And Tennis Club
  Atlanta, GA
• 05/2021 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 05/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC

Previous Registrations

• 2008-06-18 → 2011-02-24
  Lincoln Financial Distributors, Inc.
  Atlanta, GA
  Atlanta, GA
  Mooresville, NC
  Sherrills Ford, NC
  Atlanta, GA
  Lakewood, CO
  Davidson, NC
• 2008-02-15 → 2008-06-02
  Putnam Investment Management, Llc
  Boston, MA
• 2006-05-25 → 2008-02-11
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

(1)Name of Business: Pritchard Church Address: 1117 South Blvd, Charlotte, NC, 28203, United States Activity Type: Religious Position/Title: Other, Finance/Investment Committee Member, Deacon Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve as a Deacon to mentor and support Families. Serve on the Church's Endowment Committee to help review disbursements to Church goals. I do not control or have access to any money or have access. Bragg Financial and RIA has control of the assets. The Church's Pastor has ability to access the funds, but I do not have anything to do with money or investments. I help the committee with reviewing requests. (2)Name of Business: Signature Wealth Group Support Company DBA Address: 521 E Morehead St Ste 150, Charlotte, NC, 28202-2600, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am a wealth manager and help clients with financial planning and investments (3)Name of Business: Trifecta Financial LLC Address: 521 E Morehead St Ste 150, Charlotte, NC, 28202, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/07/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trifecta Financial is the business name that I created for my business costs and taxes for my role as a independent wealth advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-03
• S63 Uniform Securities Agent State Law Examination
  1999-08-16

Designations

• Certified Financial Planner

Other Names

• Charles William Foresyth
• Chuck Foresyth