Therese Dianne Owen

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2016-04-07

AZ RA
APPROVED

Since 2016-04-07

Branch Locations

Gilbert, AZ • United States

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	Tempe	AZ	03/2003	Present

03/2003 → Present

Northern Trust Securities, Inc.

Tempe, AZ

Other Businesses

Postmates. 201 3rd Street #200, San Francisco CA 94103. Began 03/20/2019. Driver. 20 hours per month, none during trading hours. UberEats. 555 Market Street, San Francisco CA 94105. Food Delivery. Began 06/28/2017. Driver. 8 hours per month, none during trading hours. Door Dash. 116 New Montgomery Street, 4th Floor, San Francisco CA 94105. Food delivery. Began 05/19/2017. 8 hours per month, none during trading hours. GrubHub. Food Delivery. 12 hours a week. None during trading hours. Began 09/11/2019.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-26
S63	Uniform Securities Agent State Law Examination	2003-10-01

S66 Uniform Combined State Law Examination

2016-03-26
S63 Uniform Securities Agent State Law Examination

2003-10-01

Other Names

Traci Collins
Therese Dianne Collins

View on SEC IAPD