David Duane Engler

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-08-26
TX	RA	APPROVED	2024-08-26

MN RA
APPROVED

Since 2024-08-26
TX RA
APPROVED

Since 2024-08-26

Branch Locations

5025 E 54Th Street, Minneapolis, MN 55417 • United States

2465 Fairview Ave N, Roseville, MN 55113 • United States

1570 Woodlane Drive, Woodbury, MN 55125 • United States

111 Empire Drive, St. Paul, MN 55103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hiway Fcu Investment Services	St. Paul	MN	06/2006	08/2024
Lpl Financial Llc	St. Paul	MN	06/2006	08/2024
Osaic Institutions, Inc.	Meriden	CT	08/2024	Present
Blaze Credit Union	St Paul	MN	08/2024	Present

06/2006 → 08/2024

Hiway Fcu Investment Services

St. Paul, MN
06/2006 → 08/2024

Lpl Financial Llc

St. Paul, MN
08/2024 → Present

Osaic Institutions, Inc.

Meriden, CT
08/2024 → Present

Blaze Credit Union

St Paul, MN

Previous Registrations

2014-01-21 → 2024-09-13

Lpl Financial Llc

St Paul, MN

Other Businesses

1. 12/27/2013 - OTHER-INDEPENTENT AUTHOR AND WRITER - TIME SPENT 1% - ST PAUL, MN 2. 11/10/2014 - OTHER - COACHING CLINIC, ASSOCIATION, CLUB - COACH - Start Date 11/10/2014 - TIME SPENT 10 HOURS PER MONTH - ST PAUL, MN 3. 03/24/2016; YMCA; Other - Fitness Instructor; NOT INV REL; START DATE; 03/11/16; Group Fitness Instructor @ the YMCA; 5 HR/MO; 0 HRS DURING SECS TRADING HRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-17

S66 Uniform Combined State Law Examination

2001-01-17

View on SEC IAPD