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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-16 |
| MN | RA | APPROVED | 2018-10-15 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minnetonka | MN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minnetonka | MN | 11/2016 | 10/2018 |
| Morgan Stanley Smith Barney Llc | Wayzata | MN | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-09 |
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