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Jay Frederick Haffley

Prevail Innovative Wealth Advisors, LLC

Leawood, KS

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Current Employers
Prevail Innovative Wealth Advisors, Llc

4745 W. 136Th Street, Leawood, KS 66224 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APP_PEND_IARCE 2026-01-01
MO RA APPROVED 2024-11-21
KS RA APPROVED 2024-11-20
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MO RA
    APPROVED
    Since 2024-11-21
  • KS RA
    APPROVED
    Since 2024-11-20

Branch Locations

4745 W. 136Th Street, Leawood, KS 66224 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Bank Na Wichita KS 08/2014 09/2024
Lpl Financial Llc Oklahoma City OK 07/2023 09/2024
Unemployed Lenexa KS 09/2024 11/2024
Prevail Innovative Wealth Advisors, Llc Leawood KS 11/2024 Present
Previous Registrations
  • 2023-07-19 → 2024-10-14
    Lpl Financial Llc
    Wichita, KS
    Oklahoma City, OK
    Edmond, OK
    Derby, KS
    Oklahoma City, OK
    Newton, KS
    Warr Acres, OK
    Wichita, KS
    Winfield, KS
    Enid, OK
    Kansas City, MO
  • 2014-08-06 → 2023-07-19
    Bancwest Investment Services, Inc.
    Wichita, KS
    Great Bend, KS
    Larned, KS
    Newton, KS
    Dodge City, KS
    Garden City, KS
    Hutchinson, KS
    Wichita, KS
    Derby, KS
    Augusta, KS
    Wichita, KS
    Wichita, KS
    Winfield, KS
    Derby, KS
    Oklahoma City, OK
    Edmond, OK
    Warr Acres, OK
    Enid, OK
    Oklahoma City, OK
  • 2011-01-11 → 2014-06-03
    Sii Investments, Inc.
    Andover, KS
  • 2009-04-28 → 2011-01-13
    Equitable Advisors, Llc
    Wichita, KS
  • 2002-08-30 → 2008-09-26
    Ubs Financial Services Inc.
    Wichita, KS
    Wichita, KS
  • 2001-02-26 → 2002-09-06
    Stifel, Nicolaus & Company, Incorporated
    Wichita, KS
Other Businesses

INSURANCE LICENSED LIFE AND HEALTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-12
S65 Uniform Investment Adviser Law Examination 2000-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2000-10-04
Other Names
  • Jay F Haffley

View on SEC IAPD

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FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

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