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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc. | Overland Park | KS | 02/2015 | 05/2021 |
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2021 | 10/2021 |
| Nuance Investments, Llc | Kansas City | MO | 10/2021 | 10/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 12/2024 | Present |
| Ae Financial Services, Llc | Topeka | KS | 01/2025 | Present |
AE Wealth Management LLC POSITION: Investment Advisor Representative NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 12/2024 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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