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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-18 |
Branch Locations
12750 Merit Dr., Ste. 1000, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Forth Worth | TX | 04/2014 | 04/2020 |
| Transamerica Investors Securities Corporation | Forth Worth | TX | 06/2014 | 04/2020 |
| Kestra Financial, Inc. | Dallas | TX | 04/2020 | 03/2022 |
| Triad Advisors Llc | Dallas | TX | 03/2022 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Dallas | TX | 04/2022 | Present |
| Osaic Wealth, Inc. | Dallas | TX | 08/2024 | Present |
1) TEXAS ASSOCIATION OF SPORTS OFFICIALS (TASO) POSITION: Baseball Umpire NATURE: TASO is the organization that provides sport officials for the various sports in Texas. I'm a baseball umpire INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 1221 W. Campbell Rd, Richardson TX 75080, United States DESCRIPTION: I umpire baseball games 2) ELITE SPORTS OFFICIALS POSITION: umpire NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 6108 Melody Lane, Watauga TX 76148, United States DESCRIPTION: baseball umpire 3) FAMILY RANCH POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2011 ADDRESS: 2075 CR 1560, Chico TX 76431, United States DESCRIPTION: Family Ranch 4) GALLAGHER FIDUCIARY ADVISORS POSITION: Sr. Retirement Consultant NATURE: Gallagher Fiduciary Advisors is our RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 04/01/2020 ADDRESS: 12750 Merit Drive, Suite 1000, Dallas TX 75251, United States DESCRIPTION: Retirement Consultant for our RIA clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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