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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-18
  • TX RA
    APPROVED
    Since 2022-04-18

Branch Locations

12750 Merit Dr., Ste. 1000, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Forth Worth TX 04/2014 04/2020
Transamerica Investors Securities Corporation Forth Worth TX 06/2014 04/2020
Kestra Financial, Inc. Dallas TX 04/2020 03/2022
Triad Advisors Llc Dallas TX 03/2022 08/2024
Gallagher Fiduciary Advisors, Llc Dallas TX 04/2022 Present
Osaic Wealth, Inc. Dallas TX 08/2024 Present
  • 04/2014 → 04/2020
    Transamerica Retirement Solutions
    Forth Worth, TX
  • 06/2014 → 04/2020
    Transamerica Investors Securities Corporation
    Forth Worth, TX
  • 04/2020 → 03/2022
    Kestra Financial, Inc.
    Dallas, TX
  • 03/2022 → 08/2024
    Triad Advisors Llc
    Dallas, TX
  • 04/2022 → Present
    Dallas, TX
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Dallas, TX
Previous Registrations
Other Businesses

1) TEXAS ASSOCIATION OF SPORTS OFFICIALS (TASO) POSITION: Baseball Umpire NATURE: TASO is the organization that provides sport officials for the various sports in Texas. I'm a baseball umpire INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 1221 W. Campbell Rd, Richardson TX 75080, United States DESCRIPTION: I umpire baseball games 2) ELITE SPORTS OFFICIALS POSITION: umpire NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 6108 Melody Lane, Watauga TX 76148, United States DESCRIPTION: baseball umpire 3) FAMILY RANCH POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2011 ADDRESS: 2075 CR 1560, Chico TX 76431, United States DESCRIPTION: Family Ranch 4) GALLAGHER FIDUCIARY ADVISORS POSITION: Sr. Retirement Consultant NATURE: Gallagher Fiduciary Advisors is our RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 04/01/2020 ADDRESS: 12750 Merit Drive, Suite 1000, Dallas TX 75251, United States DESCRIPTION: Retirement Consultant for our RIA clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-10
S63 Uniform Securities Agent State Law Examination 1999-09-10
  • S66 Uniform Combined State Law Examination
    2004-07-10
  • S63 Uniform Securities Agent State Law Examination
    1999-09-10
Designations

View on SEC IAPD

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