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Current Employers
Wilmington Trust Investment Advisors, Inc.

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APP_PEND_IARCE 2026-01-01
VT RA APP_PEND_IARCE 2026-01-01
CT RA APPROVED 2025-08-05
NH RA APPROVED 2025-05-07
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • VT RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CT RA
    APPROVED
    Since 2025-08-05
  • NH RA
    APPROVED
    Since 2025-05-07

Branch Locations

One Light Street 15Th Floor, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mtb Investment Advisors, Inc. Baltimore MD 09/2007 Present
M&T Bank Buffalo NY 09/2007 Present
M&T Securities Baltimore MD 02/2015 Present
  • 09/2007 → Present
    Mtb Investment Advisors, Inc.
    Baltimore, MD
  • 09/2007 → Present
    M&T Bank
    Buffalo, NY
  • 02/2015 → Present
    M&T Securities
    Baltimore, MD
Previous Registrations
  • 2015-04-10 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Baltimore, MD
  • 2009-11-03 → 2013-05-08
    M&T Securities, Inc.
    Buffalo, NY
    Buffalo, NY
  • 2003-04-10 → 2007-09-12
    Baltimore, MD
Other Businesses

STARTING: 09/2007 ; MANUFACTURERS & TRADERS TRUST COMPANY ("M&T BANK"), ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF M&T BANK. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS. 11/30/2016; WILMINGTON TRUST, N.A., ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF WILMINGTON TRUST, N.A. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-12
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S66 Uniform Combined State Law Examination
    2002-12-12
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21

View on SEC IAPD

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