Travis E Dougherty

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2022
  Lincoln Financial Advisors Corporation
  Portland, OR
• 08/2022 → 04/2023
  Mml Investors Services, Llc
  Lake Oswego, OR
• 07/2022 → 04/2023
  Mass Mutual Insurance Company
  Lake Oswego, OR
• 03/2023 → 12/2024
  American United Life
  Portland, OR
• 05/2023 → 12/2024
  Oneamerica Securities
  Portland, OR
• 01/2024 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2023-05-03 → 2024-12-31
  Oneamerica Securities, Inc.
  Portland, OR
  Portland, OR
  Indianapolis, IN
• 2022-09-02 → 2023-04-10
  Mml Investors Services, Llc
  Lake Oswego, OR
• 2015-05-19 → 2022-07-11
  Osaic Fa, Inc.
  Portland, OR
  San Ramon, CA
  Portland, OR
  Portland, OR
  San Ramon, CA
• 2012-05-31 → 2013-02-19
  Edward Jones
  St Louis, MO
  Oregon City, OR
• 2008-08-05 → 2011-02-25
  Lincoln Financial Distributors, Inc.
  Princetown, NJ
  Sanford, ME
  Greensboro, NC
  Portland, OR
  Glastonbury, CT
• 2006-02-27 → 2008-07-15
  Banc Of America Investment Services, Inc.
  Portland, OR

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-14
• S66 Uniform Combined State Law Examination
  2006-02-24

Other Names

• Travis Edward Dougherty
• Travis Dougherty