Gregory James Fleming

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-17
IA	RA	APPROVED	2007-01-29

TX RA
APPROVED_RES

Since 2019-01-17
IA RA
APPROVED

Since 2007-01-29

Branch Locations

608 Main Street, Keokuk, IA 52632 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2000	Present

08/2000 → Present

Edward Jones

St. Louis, MO

Other Businesses

OWNER OF A PRIVATE RESIDENCE AS A RENTAL PROPERTY KEOKUK,IA. 52623. LEASE RUNS FROM 06/1997 TO 06/2001. TIME OBLIGATION AVERAGES LESS THAN 1 HOUR PER MONTH. NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-22
S63	Uniform Securities Agent State Law Examination	2000-11-02

S66 Uniform Combined State Law Examination

2007-01-22
S63 Uniform Securities Agent State Law Examination

2000-11-02

Other Names

Gregory James Fleming

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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