Michael Louis Cardwell

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Raymond James Financial Services, Inc.
  Homestead, FL
• 01/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Homestead, FL
• 01/2015 → Present
  Cpmc Group Inc D/B/A Cardwell Capital Management
  Miami, FL
• 01/2015 → Present
  Chapman & Cardwell Pllc
  Miami, FL

Previous Registrations

• 2009-06-02 → 2015-01-20
  Wells Fargo Advisors Financial Network, Llc
  Key Largo, FL
  Marathon, FL
  Homestead, FL
• 2007-06-22 → 2009-06-02
  Edward Jones
  Key Largo, FL

Other Businesses

1(1) Name of Business: Chapman & Cardwell PLLC Address: 9155 S Dadeland Blvd Ste 1008, Miami, FL, 33156, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/20/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in Independent Firm, split responsibilities for day to day operations of the firm, act as co-branch manager (2) Name of Business: PMC Group INC d/b/a Cardwell Capital Management Address: 9155 S Dadeland Blvd Ste 1008, Miami, FL, 33156-2738, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/19/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supports business expense not included in Chapman & Cardwell

Exams

• S66 Uniform Combined State Law Examination
  2007-06-18
• S63 Uniform Securities Agent State Law Examination
  2000-11-02