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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-30 |
| VA | RA | APPROVED | 2016-11-30 |
Branch Locations
277 Bendix Rd Suite 150, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 07/2013 | 11/2016 |
| Financial Engines Advisors L.L.C. | Virginia Beach | VA | 11/2016 | Present |
(1) Southeastern Football Officials Association; INVESTMENT RELATED: No; ADDRESS: SEFOA P.O. Box 64791 Virginia Beach, VA 23467; NATURE: Officiate high school varsity, junior varsity and middle school football games; POSITION: Official; START DATE: 09/01/1995; NUMBER OF HOURS/MONTH: 40 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Officiate assigned football games. Association Rules Interpreter Probationary Officials Chairman. (2) Director Of Elections; INVESTMENT RELATED: No; ADDRESS: General Registrar/Director of Elections, City of Virginia Beach, P.O. Box 6247, Virginia Beach, VA 23456-0247; NATURE: Election Precincts; POSITION: Election Official; START DATE: 03/05/2024; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 02 Hrs.; DUTIES: Assist voters who are voting in various elections.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-13 |
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