Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-15 |
| CA | RA | APPROVED | 2022-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Yorba Linda | CA | 07/2013 | 12/2022 |
| Wells Fargo Advisors Llc | Walnut | CA | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yorba Linda | CA | 11/2016 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 12/2022 | Present |
| Bank Of America, N.A. | Brea | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
Reach out to this advisor