Mindy Liu Cutler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 12/2022
  Wells Fargo Bank, Na
  Yorba Linda, CA
• 08/2012 → 11/2016
  Wells Fargo Advisors Llc
  Walnut, CA
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  Yorba Linda, CA
• 12/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 01/2023 → Present
  Bank Of America, N.A.
  Brea, CA

Previous Registrations

• 2020-12-01 → 2022-12-14
  Wells Fargo Clearing Services, Llc
  Walnut, CA
  Pasadena, CA
  Los Angeles, CA
  Yorba Linda, CA
  El Segundo, CA
  Irvine, CA
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-01
• S63 Uniform Securities Agent State Law Examination
  2000-12-04

Other Names

• Mindy Liu
• Mindy L Cutler