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Kevin Raymond Chapman

Morgan Stanley

Indianapolis, IN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
IN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • IN RA
    APPROVED
    Since 2009-06-01

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Indianapolis IN 09/1999 Present
Morgan Stanley Smith Barney Indianapolis IN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/1999 → Present
    Citigroup Global Markets Inc.
    Indianapolis, IN
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Indianapolis, IN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-18
S63 Uniform Securities Agent State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2007-04-18
  • S63 Uniform Securities Agent State Law Examination
    2004-12-20

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
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