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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerald Deutsch | Bev. Hills | CA | 01/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2000 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2003 | Present |
1) GERALD DEUTSCH IS NOT INVESTMENT RELATED AND THE POSITION IS ACCOUNTING AND TAX PREPARATION. POSITION IS OWNER AND APPROX. HRS WEEKLY ARE 45. AFFILIATION DATE WAS 1985:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-18 |
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