Stephen Robert Jenkins

Employer firm

Strategic Portfolio Solutions, LLC CRD 156374

$136M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 10/2019
  Asset Preservation Group Inc
  Bedford, TX
• 11/2008 → 09/2017
  National Planning Corporation
  Grapevine, TX
• 10/2017 → 01/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2019 → 08/2022
  Horter Investment Management, Llc
  Cincinnati, OH
• 02/2020 → Present
  Lake Tower Financial Management
  Grapevine, TX
• 08/2022 → Present
  Strategic Portfolio Solutions, Llc
  Dallas, TX

Previous Registrations

• 2019-11-15 → 2022-08-05
  Horter Investment Management, Llc
  Cincinnati, OH
  Grapevine, TX
  Grapevine, TX
  Southlake, TX
  Grapevine, TX
• 2009-01-05 → 2019-11-06
  Asset Preservation Group Inc
  Grapevine, TX
• 2005-09-07 → 2008-12-31
  Asset Preservation Group Inc
  Bedford, TX

Other Businesses

The Name of the other business: Lake Tower Financial Management Investment Related?: Yes Address of other business: 312 W. Northwest Hwy., Suite 119, Grapevine, TX 76051 Nature of other business: I have branded my new firm with the name Lake Tower Financial Management. Insurance and annuity sales, financial planning. Your position: President Start Date: 02/26/2020 How many hours you devote to the other business per month: 200 How many hours you devote to the other business during securities trading hours: 200 Briefly describe your duties: Insurance and annuity sales, financial planning. This may include Multiemployer retirement plans. Will offer clients the sale of premium finance. Grapevine Ambucs; Non Investment related; Charitable Service Group; Board Member; Start 2002; 15-20 hrs/month; none during trading hours; Help with fundraising and strategic planning for this charity

Exams

• S66 Uniform Combined State Law Examination
  2005-08-11
• S63 Uniform Securities Agent State Law Examination
  2000-09-05

Designations

• Certified Financial Planner

Other Names

• Stepehn Roberts Jenkins