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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-03
FL RA APPROVED 2009-08-21
  • TX RA
    APPROVED_RES
    Since 2020-04-03
  • FL RA
    APPROVED
    Since 2009-08-21

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Pensacola FL 08/2009 Present
Previous Registrations
  • 2008-03-05 → 2009-08-15
    Pensacola, FL
    Weehawken, NJ
  • 2007-04-02 → 2008-03-05
    Morgan Stanley & Co. Llc
    Pensacola, FL
  • 2001-01-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pensacola, FL
    Pensacola, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2009-07-31
Other Names
  • Mei Lee Lowery

View on SEC IAPD

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