Scott Gregory Moulton

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2004 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2006-01-27 → 2024-01-04
  Equitable Advisors, Llc
  Milford, CT
  Milford, CT
  Westport, CT
  Milford, CT

Other Businesses

The Milford Bank; Investment Related - No; Milford, CT; Board of Corporators; Start Date - 07/2025; Approximately 1 hour per month with 0 hours during securities trading hours; Community liaison, networking Devon Rotary; Investment Related - No; Milford, CT; Member; Start Date - 07/2025; Approximately 3 hours per month with 0 hours during securities trading hours; Community service. Milford Chamber of Commerce Executive Board of Directors; Investment Related - No; Milford, CT; Executive Board Member; Start Date - 07/2025; Approximately 3 hours per month with 1.5 hours during securities trading hours; Volunteer, provide insight into strategic incentives.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-01
• S63 Uniform Securities Agent State Law Examination
  2000-11-03