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James Ryan Moore

Ascensus Investment Advisors, LLC

Needham, MA

Denver, CO

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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Distributors Llc Springfield MA 12/2015 05/2021
Prudential Investment Management Services Llc Newark NJ 05/2021 06/2022
Benetic Markets Llc Franklin TN 06/2022 02/2023
Tandem Wealth Advisors Llc Denver CO 03/2023 01/2024
Ascensus Lake Mary FL 01/2024 Present
  • 12/2015 → 05/2021
    Mml Distributors Llc
    Springfield, MA
  • 05/2021 → 06/2022
    Prudential Investment Management Services Llc
    Newark, NJ
  • 06/2022 → 02/2023
    Benetic Markets Llc
    Franklin, TN
  • 03/2023 → 01/2024
    Tandem Wealth Advisors Llc
    Denver, CO
  • 01/2024 → Present
    Ascensus
    Lake Mary, FL
Previous Registrations
Other Businesses

As part of the individuals job responsibilities, the individual may also offer insurance products through the firm or its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-14
S63 Uniform Securities Agent State Law Examination 2004-12-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2004-12-09

View on SEC IAPD

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