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Brian Dougles Libich

Voya Financial Advisors, Inc.

Fishers, IN

Columbus, OH

CRD 4263595

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-11-05
  • IN RA
    APPROVED
    Since 2016-11-05

Branch Locations

Fishers, IN • United States

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 04/2015 09/2016
Cetera Investment Advisers Llc Fishers IN 04/2015 09/2016
First Merchants Bank Fishers IN 03/2015 09/2016
Voya Financial Advisors Fishers IN 09/2016 Present
  • 04/2015 → 09/2016
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2015 → 09/2016
    Fishers, IN
  • 03/2015 → 09/2016
    First Merchants Bank
    Fishers, IN
  • 09/2016 → Present
    Voya Financial Advisors
    Fishers, IN
Previous Registrations
  • 2015-04-13 → 2016-09-21
    Carmel, IN
    Fishers, IN
  • 2012-09-12 → 2015-03-03
    Td Ameritrade, Inc.
    Indianapolis, IN
  • 2012-09-12 → 2015-03-03
    Td Ameritrade Investment Management, Llc
    Indianapolis, IN
  • 2009-07-17 → 2012-09-04
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
  • 2007-11-13 → 2009-07-01
    St Louis, MO
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 13178 CIRRUS DR; FISHERS; IN; 46037; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-09
Other Names
  • Brian D Libich

View on SEC IAPD

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