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Angeline Caesar

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/1981 05/2019
Bofa Securities, Inc. Houston TX 05/2019 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-04
S63 Uniform Securities Agent State Law Examination 2000-12-27
  • S66 Uniform Combined State Law Examination
    2015-08-04
  • S63 Uniform Securities Agent State Law Examination
    2000-12-27
Other Names
  • Angeline Bouldin
  • Angie Bouldin
  • Angie Caesar
  • Angeline Anita Caesar

View on SEC IAPD

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