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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-16
UT RA APPROVED 2011-01-04
  • TX RA
    APPROVED
    Since 2026-07-16
  • UT RA
    APPROVED
    Since 2011-01-04

Branch Locations

150 E 200 N, Suite C, Logan, UT 84321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hess Industries Inc Logan UT 02/2010 Present
Lpl Financial Llc Logan UT 01/2011 Present
  • 02/2010 → Present
    Hess Industries Inc
    Logan, UT
  • 01/2011 → Present
    Logan, UT
Previous Registrations
  • 2008-05-12 → 2011-01-03
    Investment Advisors International, Inc.
    Logan, UT
Other Businesses

1. 12/09/2010: Brad Hess, CFP - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 07/09/2013: Hess Holdings, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - I started a single member LLC to hold the property that my business office will be built on. The LLC will manage the property and act as bill payer, but will not likely generate a profit or loss. It will simply hold and maintain the property. - 1% Time Spent 3. 01/02/2025 - Hess Industries, Inc - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 01/01/2025 - 2 Hrs/Mth - 1 Hrs During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-07
  • S63 Uniform Securities Agent State Law Examination
    2000-10-07
Designations

View on SEC IAPD

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