Brad Hess

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Hess Industries Inc
  Logan, UT
• 01/2011 → Present
  Lpl Financial Llc
  Logan, UT

Previous Registrations

• 2008-05-12 → 2011-01-03
  Investment Advisors International, Inc.
  Logan, UT

Other Businesses

1. 12/09/2010: Brad Hess, CFP - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 07/09/2013: Hess Holdings, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - I started a single member LLC to hold the property that my business office will be built on. The LLC will manage the property and act as bill payer, but will not likely generate a profit or loss. It will simply hold and maintain the property. - 1% Time Spent 3. 01/02/2025 - Hess Industries, Inc - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 01/01/2025 - 2 Hrs/Mth - 1 Hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-10-07

Designations

• Certified Financial Planner