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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-22 |
| TX | RA | APPROVED | 2023-03-22 |
Branch Locations
221 Main Street Suite 1340, San Francisco, CA 94105 • United States
San Francisco, CA • United States
3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Cupertino | CA | 02/2012 | 02/2020 |
| E*Trade Securities Llc | Cupertino | CA | 02/2012 | 02/2020 |
| E*Trade Securities Llc | Cupertino | CA | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Cupertino | CA | 02/2020 | 09/2023 |
| Morgan Stanley | Cupertino | CA | 03/2023 | 09/2023 |
| Morgan Stanley | Cupertino | CA | 09/2023 | Present |
*560272 - POA; Investment related: Yes Olney, Illinois; POA; 06/2023; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-16 |
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