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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-08-04 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bellevue | WA | 08/2014 | Present |
1. The Foster Foundation; 13 Central Way, Suite A Kirkland WA 98033; private family foundation - charitable; Executive Director/ Secretary; main contact for organizations requesting grants, coordinate/organize grants, daily operations (bill paying, building maintenance, IT coordination, contact for leasing tenant); 12/31/2003; 50.00hrs/month; not during securities trading hours; not investment related. 2. Seattle Dance Fitness LLC; 16826 18th Ave NE Shoreline WA 98155;workout/dance fitness;dance instructor;teach fitness classes;1/7/20;2 hr/wk;not during securities trading hours; not investment related. 3. The Foster Foundation; 13 Central Way, Suite A Kirkland WA 98033; private family foundation - charitable; Board Member; Attending Board meetings 3-4 times a year, assist in making grant decisions, input on the direction of the Foundation; 01/28/2026; 20hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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