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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-12
FL RA APPROVED 2010-02-19
  • NJ RA
    APPROVED
    Since 2021-02-12
  • FL RA
    APPROVED
    Since 2010-02-19

Branch Locations

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Fl 6, Miami, FL 33131 • United States

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Miami FL 01/2010 Present
  • 01/2010 → Present
    Citi
    Miami, FL
Previous Registrations
  • 2006-04-27 → 2009-03-23
    Stanford Group Company
    Miami, FL
  • 2004-10-20 → 2006-04-24
    Banc Of America Investment Services, Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 2004-05-13 → 2004-10-20
    Quick & Reilly, Inc.
    Miami, FL
  • 2000-12-19 → 2002-10-25
    Prudential Equity Group, Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-16
S63 Uniform Securities Agent State Law Examination 2004-07-02
  • S65 Uniform Investment Adviser Law Examination
    2004-07-16
  • S63 Uniform Securities Agent State Law Examination
    2004-07-02
Other Names
  • Alejandro Luis Gonzalez
  • Alex Gonzalez

View on SEC IAPD

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