Best Investors Account Sign in

Alejandro Luis Gonzalez

Citigroup Global Markets Inc.

Miami, FL

Coral Gables, FL

CRD 4262743

Claim This Profile
Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-12
FL RA APPROVED 2010-02-19
  • NJ RA
    APPROVED
    Since 2021-02-12
  • FL RA
    APPROVED
    Since 2010-02-19

Branch Locations

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Fl 6, Miami, FL 33131 • United States

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Miami FL 01/2010 Present
  • 01/2010 → Present
    Citi
    Miami, FL
Previous Registrations
  • 2006-04-27 → 2009-03-23
    Stanford Group Company
    Miami, FL
  • 2004-10-20 → 2006-04-24
    Banc Of America Investment Services, Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 2004-05-13 → 2004-10-20
    Quick & Reilly, Inc.
    Miami, FL
  • 2000-12-19 → 2002-10-25
    Prudential Equity Group, Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-16
S63 Uniform Securities Agent State Law Examination 2004-07-02
  • S65 Uniform Investment Adviser Law Examination
    2004-07-16
  • S63 Uniform Securities Agent State Law Examination
    2004-07-02
Other Names
  • Alejandro Luis Gonzalez
  • Alex Gonzalez

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Miami, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor