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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 04/2018 | 08/2020 |
| Massmutual | Springfield | MA | 12/2025 | Present |
| Mml Investors Services, Llc | Del Mar | CA | 12/2025 | Present |
| Morgan Stanley | New York | NY | 06/2010 | 04/2018 |
| Morgan Stanley | San Diego | CA | 08/2020 | 11/2025 |
NAME: Friends of Fairfield Rugby INV REL: N ADD: 1073 N Benson Rd, Fairfield CT 06824 NATURE: The FOFR is a dedicated non-profit organization that supports the Fairfield University Rugby Club POSITION: officer/board member START DATE: 07/2013 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Meet monthly or quarterly with the board to discuss initiatives of the organization and how we can continue to advance the program with both university and alumni networking and support. I assist with the Hall of Honor process.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-17 |
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