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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Melville NY 02/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; BELLEAIR BEACH, FL; OWNER; VACATION HOME; START: 10/1/16; 1 HR/MO; 0 DURING TRADING. EDWARD J MURPHY INC, LLC; INVESTMENT RELATED; BELLEAIR BEACH, FL; 100% OWNERSHIP; START DATE 8/9/2024; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGING EXPENSES FOR BUSINESS OF RENTAL PROPERTY. FMRG HOLDINGS, LLC, INVT RELATED, MELVILLE, NY, 8.33% OWNERSHIP, START DATE 2/4/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, REAL ESTATE GROUP FOR FINET BRANCH OFFICE. BUSINESS ADMINISTRATION SERVICES, INC, INVT RELATED, HUNTINGTON, NY, 100% OWNERSHIP, START DATE 12/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING. PAYROLL EXPENSES FOR FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-09-21
Other Names
  • Edward John Murphy

View on SEC IAPD

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