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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-27 |
Branch Locations
250 E. 96Th St. Suite 550, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Indianapolis | IN | 07/2016 | 02/2023 |
| Mml Investors Services, Llc | Indianapolis | IN | 03/2017 | 02/2023 |
| Aw Securities | Indianapolis | IN | 02/2023 | Present |
| Allworth Financial, L.P. | Indianapolis | IN | 02/2023 | Present |
| Metlife Securities, Inc. | Indianapolis | IN | 08/2000 | 03/2017 |
NAME: INDIANAPOLIS HEBREW CONGREGATION INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONPROFIT - BOARD TREASURER POSITION: TREASURER START DATE: 06/01/2021 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: HELPING BOARD WITH FINANCE AND TREASURER RELATED ITEMS INCLUDING BUDGET, PREPARING BOARD REPORTS ETC NAME: NEIGHBORHOOD ASSOCIATION BOD, INV REL: N, ADD: AT RESIDENTIAL ADDRESS, NATURE: VP OF NEIGHBORHOOD HOA, START DATE: 1/1/2020, NO HR/MO: 2, NO HR/MO DURING SEC TRADING: 0, DESCRIBE DUTIES: GENERAL HOA ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-14 |
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