Steven Harry Caltabiano

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-08
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2015-07-08
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

376 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Vineland	NJ	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Vineland, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Vineland, NJ
2002-06-05 → 2007-04-02

Morgan Stanley Dw Inc.

Vineland, NJ

Vineland, NJ

Other Businesses

1. Salem County Tax Board; Not Investment related; Government; Employee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2005; During business hours: 0; After business hours: 1; Arbitrate property values, President of Board. 2. SOUTH JERSEY HEALTHCARE FOUNDATION FOUNDATION BOARD MEMBER. 3. *43919 - Salem County Democratic Committee; Investment related -No; Salem, New Jersey; Government; Official Role with Political Organization (proprietor, partner, officer, director, employee, trustee, agent); 06/2008; During business hours: 0; After business hours: 2; Labor or Service, Check Signing/Funds Disbursements, Administrative, Fundraising

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-23

S66 Uniform Combined State Law Examination

1999-08-23

View on SEC IAPD