Sidney Ma

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-04-20

RI RA
APPROVED

Since 2026-04-20

Branch Locations

Wayland, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	12/2001	06/2020
Equitable Advisors, Llc	New York	NY	12/2001	Present

12/2001 → 06/2020

Axa Advisors, Llc

New York, NY
12/2001 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Administrator or executor of an estate or trustee of a trust for a non-family or family member, revised 10/10/2015.2. Alternative power of attorney for my parents estate planning and legal documents, Possibility of having to make legal and financial decisions for my parents if they are unable to do so or role and responsibilities specified in my parents estate planning documents, 12/04/2020. Outside insurance appointments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-30
S63	Uniform Securities Agent State Law Examination	2000-09-18

S66 Uniform Combined State Law Examination

2002-09-30
S63 Uniform Securities Agent State Law Examination

2000-09-18

View on SEC IAPD