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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-25
DC RA APPROVED 2001-05-14
VA RA APPROVED 2001-04-13
MD RA APPROVED 2001-04-06
  • TX RA
    APPROVED_RES
    Since 2010-05-25
  • DC RA
    APPROVED
    Since 2001-05-14
  • VA RA
    APPROVED
    Since 2001-04-13
  • MD RA
    APPROVED
    Since 2001-04-06

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Greenbelt MD 08/2000 Present
Bank Of America, Na Annapolis MD 12/2009 Present
  • 08/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Greenbelt, MD
  • 12/2009 → Present
    Bank Of America, Na
    Annapolis, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-16
  • S66 Uniform Combined State Law Examination
    2000-11-16

View on SEC IAPD

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