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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-24 |
Branch Locations
5500 Preston Rd, Dallas, TX 75205 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Dallas | TX | 09/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2009 | Present |
I*12988FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CATTLE BARON'S BALL/AMERICAN CANCER SOCIETYINVESTMENT RELATED: NADDRESS OF BUSINESS:DALLAS, TEXAS 75205NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OTHER, CO-CHAIR CATTLE BARON'SSTART DATE OF RELATIONSHIP: 10/1/2008NUMBER OF HOURS DEVOTED: 120 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NONPROFIT THAT PUTS ON AN EVENT THAT RAISES MONEY FOR AMERICAN CANCER SOCIETY I*95964FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COMMERCIAL LOT IN KERRVILLEINVESTMENT RELATED: NADDRESS OF BUSINESS:DALLAS, TEXAS 75225NATURE OF BUSINESS: OTHER,NOTHING HAS BEEN SET UP AT THIS TIMEPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2016NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: VACANT COMMERCIAL LOT IN KERRVILLE TEXAS. I HAVE RECEIVED A LETTER ON INTENT FOR A LONG TERM LEASE FOR THIS PROPERTY. I*4526FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: M M PICKENSINVESTMENT RELATED: NADDRESS OF BUSINESS: DALLAS, TEXAS 75225NATURE OF BUSINESS: RENTAL PROPERTY,POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 3/13/2017NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER I*128440For profit or not for profit: For-Profit OrganizationName of outside business organization: TEXAS M2 HOLDINGS, LLCInvestment related: Address of business: Dallas, Texas 75225Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 8/17/2004Number of hours devoted: 60 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: LLC - holding company for Hunt Moore Ranch I*376108Entity Type: Entity CharitableName of OBA: Crystal Charity BallAddress: Dallas, TX 75219Investment Related: NPosition, Title, Association: Board MemberEmployee Start Date: 01/01/2025No Hours: 20No Hours during trading: 0Duties: member of the Crystal Charity Ball committee of 100 women who raise money for children's charity's. I*2679264, Entity Type: , Name of OBA: The Retina Foundation, Address: Dallas, Texas, 75231, Investment Related: N, Position, Title, Association: , Employee State Date: 08/01/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Board Member. attend board meetings I*3531265Entity Type: N/AName of OBA: Community Partners of DallasAddress: Dallas, Texas, 75247Investment Related: NoPosition, Title, Association: N/AEmployee Start Date: 02/24/2026Number of Hours: 8, YearlyNumber of Hours during trading: 8, YearlyDuties: We believe every child should be valued, nurtured and loved. But, behind closed doors, there are children in Dallas who are forgotten, abused and neglected. Community Partners of Dallas provides for the immediate and urgent needs of these children and supports the Child Protective Services caseworkers who help them. Board member I*426322, Entity Type: Entity For Profit, Name of OBA: Hunt Moore Ranch, Address: Dallas, Texas, 75225, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/04/2016, No Hours: 15 Yearly, No Hours during Trading: 1 Yearly, Duties: owner and operator of a ranch ranch
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-04 |
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