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David Lee Johnson

LPl Enterprise, LLC

Brainerd, MN

St Louis Park, MN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

517 Northwest 4Th Street Suite 206, Brainerd, MN 56401 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Brainerd MN 08/2000 Present
Prudential Insurance Company Of America Brainerd MN 08/2000 Present
Lpl Enterprise, Llc Brainerd MN 11/2024 Present
Previous Registrations
  • 2014-01-13 → 2024-11-14
    Pruco Securities, Llc.
    Grand Rapids, MN
    Brainerd, MN
    Brainerd, MN
    St. Louis Park, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-10
S63 Uniform Securities Agent State Law Examination 2000-10-18
  • S65 Uniform Investment Adviser Law Examination
    2000-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18

View on SEC IAPD

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