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7889 Red Arrow Highway, Stevensville, MI 49127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-02-09 |
| TX | RA | APPROVED | 2020-12-15 |
Branch Locations
7889 Red Arrow Highway, Stevensville, MI 49127 • United States
667 West Main Suite A, Benton Harbor, MI 49022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Stevensville | MI | 12/2008 | Present |
| True Blue Financial, Llc | Stevensville | MI | 09/2020 | Present |
| True Blue Financial, Llc | Stevensville | MI | 02/2009 | Present |
| Lpl Financial Llc | Stevensville | MI | 12/2008 | 12/2020 |
| True Blue Tax, Llc | Stevensville | MI | 07/2018 | Present |
| Independent Insurance Agent | Stevensville | MI | 02/2001 | Present |
(1) 11/06/2008 - Residential Farm - Not Investment Related - 10376 Miller Rd, Baroda, MI 49101 - Small family-owned grain and grape farm - Owner - Since 12/2008 - Approximately 0 hours/month (during securities trading hours) - Selling grain and grapes. (2) 12/26/2013 - LS Brown Properties LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) (3) 12/09/2016 - True Blue Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2017 - 160 Hours Per Month/ 8 Hours During Trading (4) 05/07/2021 - True Blue Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 10/29/2020 - 100 Hours per Month/ During Trading - I provide investment advisory services through True Blue Financial, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 06/17/2021 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 07/10/2020 - 3 Hours Per Month/ 1 Hour During Trading (6) 09/03/2021 - True Blue Tax, LLC - Investment Related- At Reported business Location(s) - Tax Prep/Accounting/CPA - Start Date 01/15/2016 - 5 Hours Per Month/ During Trading (7) 09/17/2024 - Cornerstone University - Adjunct Professor - Not Investment Related - 1001 East Beltline Avenue NE Grand Rapids, MI 49525 - Start Date 09/09/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-03 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-07 |
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