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James Berg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Macon, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-28
  • GA RA
    APPROVED
    Since 2023-03-28

Branch Locations

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Macon GA 02/2013 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Macon GA 03/2023 Present
Bank Of America N.A. Macon GA 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-13
S63 Uniform Securities Agent State Law Examination 2000-11-02
  • S65 Uniform Investment Adviser Law Examination
    2000-11-13
  • S63 Uniform Securities Agent State Law Examination
    2000-11-02
Other Names
  • James Anderson Berg
  • James Berg, Iii

View on SEC IAPD

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Other Offices

CHRISTY CAPITAL MANAGEMENT, INC. · MACON, GA
BICKLEY INVESTMENTS, LLC · MACON, GA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MACON, GA
EDWARD JONES · MACON, GA
LPL FINANCIAL LLC · MACON, GA
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT · MACON, GA
PROSPERA FINANCIAL SERVICES, INC. · MACON, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Macon, GA

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