Catalina Alexander

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-12-22
WA	RA	APPROVED	2025-12-16
WY	RA	APPROVED	2025-04-14
CA	RA	APPROVED	2023-09-15
FL	RA	APPROVED	2023-09-15
NJ	RA	APPROVED	2023-09-15
NY	RA	APPROVED	2023-09-15
NC	RA	APPROVED	2023-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Private Client Wealth Llc	Coral Gables	FL	09/2012	04/2022
Td Bank, N.A.	Coral Gables	FL	09/2012	04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	04/2022	09/2023
Td Bank N.A.	Coral Gables	FL	09/2023	Present
Td Private Client Wealth Llc	Coral Gables	FL	09/2023	Present

09/2012 → 04/2022

Td Private Client Wealth Llc

Coral Gables, FL
09/2012 → 04/2022

Td Bank, N.A.

Coral Gables, FL
04/2022 → 09/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
09/2023 → Present

Td Bank N.A.

Coral Gables, FL
09/2023 → Present

Td Private Client Wealth Llc

Coral Gables, FL

2022-12-22 → 2023-09-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
2013-09-24 → 2022-04-25

Td Private Client Wealth Llc

Coral Gables, FL

New York, NY

Coral Gables, FL

West Palm Beach, FL
2009-07-17 → 2010-11-12

Uvest Financial Services Group, Inc.

Coral Gables, FL

Coral Gables, FL

Columbia, SC

Coral Gables, FL

Boca Raton, FL
2007-10-30 → 2009-02-20

Banc Of America Investment Services, Inc.

Miami, FL
2006-07-05 → 2007-10-31

Truist Investment Services, Inc.

Miami, FL

Miami Beach, FL

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-23
S63	Uniform Securities Agent State Law Examination	2001-08-27

Other Firms