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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-03
TX RA APPROVED 2026-07-31
  • CA RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-07-31

Branch Locations

131-A Stony Circle, Building 500 , Santa Rosa, CA 95401 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Napa CA 07/2011 02/2019
Securities America Advisors, Inc. Napa CA 08/2010 02/2019
Hanson Mcclain Securities Sacramento CA 02/2019 07/2026
Hanson Mcclain Advisors Sacramento CA 02/2019 07/2026
Newedge Securities Llc Pittsburgh PA 07/2026 Present
Newedge Advisors New Orleans LA 07/2026 Present
  • 07/2011 → 02/2019
    Securities America, Inc
    Napa, CA
  • 08/2010 → 02/2019
    Securities America Advisors, Inc.
    Napa, CA
  • 02/2019 → 07/2026
    Hanson Mcclain Securities
    Sacramento, CA
  • 02/2019 → 07/2026
    Hanson Mcclain Advisors
    Sacramento, CA
  • 07/2026 → Present
    Newedge Securities Llc
    Pittsburgh, PA
  • 07/2026 → Present
    New Orleans , LA
Previous Registrations
  • 2019-02-01 → 2026-07-31
    Napa, CA
    Folsom, CA
  • 2019-02-01 → 2025-03-28
    Aw Securities
    Folsom, CA
    Folsom, CA
    Fairfield, CA
    Santa Rosa, CA
  • 2010-08-25 → 2019-01-31
    Securities America Advisors, Inc.
    Napa, CA
Other Businesses

INDEPENDENT CA Life AND VARIABLE CONTRACTS INSURANCE AGENT #0E63111

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-12
S63 Uniform Securities Agent State Law Examination 2006-03-10
  • S65 Uniform Investment Adviser Law Examination
    2008-12-12
  • S63 Uniform Securities Agent State Law Examination
    2006-03-10
Designations

View on SEC IAPD

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