Tammy Michelle Broderick

Current Employers

Employment History

• 06/2000 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 08/2000 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 07/2024 → Present
  Principal Advised Services
  Creston, IA

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Investment Adviser Representative NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2022 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative RIA or IAR outside of PSI Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/21/2021 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. Bank/Credit Union/Financial Institution Arrangement **BUCKAROO DEER BLINDS LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 1500 N. Cherry Street, Creston IA 50801, United States DESCRIPTION: Upon approval of OBA, my husband Adam Broderick & I will pursue & fully establish LLC to sell deer hunting blinds. Primary focus is reseller with markup of deer blinds and accessories. I am co-owner of business and do not participate in customer sales or delivery.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-07
• S63 Uniform Securities Agent State Law Examination
  2000-09-15

Other Names

• Tammy Michelle Kingery
• Tammy Michelle Key