Brock Edward Muller

Current Employers

E2 Financial Services, Llc

Southgate, KY • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-25
OH	RA	APPROVED	2019-04-01

KY RA
APPROVED

Since 2025-08-25
OH RA
APPROVED

Since 2019-04-01

Branch Locations

Southgate, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services Advisors Inc.	Maysville	KY	02/2014	10/2017
Cornerstone Retirement Advisors, Inc.	Maysville	KY	02/2015	10/2017
Edward Jones	St Louis	MO	10/2017	02/2019
E2 Financial Services, Llc	Southgate	KY	03/2019	Present
Independent Insurance Agent	Southgate	KY	03/2019	Present

02/2014 → 10/2017

Raymond James Financial Services Advisors Inc.

Maysville, KY
02/2015 → 10/2017

Cornerstone Retirement Advisors, Inc.

Maysville, KY
10/2017 → 02/2019

Edward Jones

St Louis, MO
03/2019 → Present

E2 Financial Services, Llc

Southgate, KY
03/2019 → Present

Independent Insurance Agent

Southgate, KY

Previous Registrations

2017-10-31 → 2019-02-01

Edward Jones

Florence, KY
2013-04-04 → 2014-01-13

Raymond James & Associates, Inc.

Blue Ash, OH

Blue Ash, OH

Cincinnati, OH

Other Businesses

Sole proprietor insurance agent; investment-related; 108 Fort Beech Drive, Southgate, KY; fixed insurance sales; 2-3 hours per month during trading hours; sales of insurance products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-30
S63	Uniform Securities Agent State Law Examination	2000-10-20

S66 Uniform Combined State Law Examination

2017-10-30
S63 Uniform Securities Agent State Law Examination

2000-10-20

View on SEC IAPD