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Mark Christopher Connell

Regal Investment Advisors LLC

Grapevine, TX

Kentwood, MI

CRD 4260520

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Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-06
  • TX RA
    APPROVED
    Since 2026-05-06

Branch Locations

920 S. Main St Ste 197, Grapevine, TX 76051 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gateway Church Southlake TX 08/2013 08/2022
Paga, Llc Grapevine TX 08/2022 05/2025
Provision Flower Md TX 06/2025 12/2025
Aion Retirement Grapevine TX 12/2025 04/2026
Regal Investment Advisors Kentwood MI 04/2026 Present
  • 08/2013 → 08/2022
    Gateway Church
    Southlake, TX
  • 08/2022 → 05/2025
    Paga, Llc
    Grapevine, TX
  • 06/2025 → 12/2025
    Provision
    Flower Md, TX
  • 12/2025 → 04/2026
    Aion Retirement
    Grapevine, TX
  • 04/2026 → Present
    Regal Investment Advisors
    Kentwood, MI
Previous Registrations
  • 2007-05-17 → 2010-10-01
    Mark-Christopher
    Addison, TX
  • 2005-11-09 → 2007-05-24
    Dallas, TX
  • 2004-05-26 → 2005-08-15
    Mark-Christopher
    Plano, TX
  • 2005-02-07 → 2005-08-04
    Sentra Securities Corporation
    Plano, TX
Other Businesses

Business Name: Aion Retirement, DBA - Investment Related: Yes - Address: 920 S. Main Str Ste 197 Grapevine, TX 76051 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance and Annuity - Title or Relationship: Investment Advisor Representative/Insurance Agent - Start Date: 12/8/2025 - Hours per month: 80 - Hours per month during trading hours: 4 - Duties: Provide financial and insurance services Business Name: PAGA LLC - Investment Related: No - Address: 1309 Coffeen Ave Ste 5434 Sheridan, WY 82801 - Nature of Business: Mgmt Services - Title or Relationship: Member - Start Date: 2022 - Hours per month: varies - Hours per month during trading hours: 0-2 - Duties: Providing business mgmt. services to client companies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 2001-06-20
  • S65 Uniform Investment Adviser Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    2001-06-20

View on SEC IAPD

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